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Short selling
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#	Item
781	The Auxer Group, Inc. 954 Business Park Dr., Suite #2 POB 5220 Traverse City, MI[removed][removed]March 20, 2003 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-13 14:08:17 Financial regulation Short selling Naked short selling Financial markets Stock market Central Securities Depositories Short Stock Depository Trust & Clearing Corporation Financial economics Financial system Finance
782	Microsoft Word - Five Stages Short Version 3-06 Add to Reading List Source URL: www.csus.edu Language: English - Date: 2013-09-03 16:37:49 Negotiation Personal selling Sales Dispute resolution Business Marketing
783	Broker-Dealer Net Capital No-Action Letter Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2005-12-19 16:43:21 Financial system Net capital rule United States housing bubble United States securities law Financial regulation Short selling Broker-dealer U.S. Securities and Exchange Commission Short Financial economics Finance Financial markets
784	UNITED STATES SECURITIES AND EXCHANGE COMMISSION FOCUS REPORT FORM Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2012-04-03 10:58:44 Business Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Financial markets Financial economics Finance
785	C:Documents2004\15sickellinfo.wpd Add to Reading List Source URL: www.justice.gov Language: English - Date: 2010-02-04 21:15:57 Securities Short selling Corporate crime U.S. Securities and Exchange Commission Short Financial statement Securities fraud Bank Conspiracy Finance Business Law
786	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:18 PM Status: Accepted Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2012-04-03 11:04:55 Financial economics Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Finance Financial markets Business
787	I am commenting as a consultant with over 30 years experience in this industry. I have advised very large Issuers as well as small to mid-cap companies. What I have found is Issuers of all sizes have a fairly consistent Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-13 13:59:40 Stock market Corporate finance Financial regulation Short Short selling Stock Security Darlington Bus War Financial economics Finance Economics
788	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Status: Accepted FOCUS REPORT Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2012-04-03 10:59:32 Financial economics Accounting systems Financial services Short Short selling Federal Reserve System Debits and credits Broker-dealer Bank Finance Business Financial markets
789	Microsoft Word - bdestell4626 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-09 14:02:33 Financial Industry Regulatory Authority Financial system Financial regulation Short selling Arbitration Securities regulation in the United States Short Registered Investment Advisor Selling away Finance United States securities law Business
790	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:20 PM Status: Accepted Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2012-10-18 11:54:27 Financial economics Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Finance Financial markets Business

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